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Vincent W. Tunstall

Northern Trust Securities, Inc.

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-04-08
  • IL RA
    APPROVED
    Since 2015-04-08

Branch Locations

Chicago, IL • United States

333 South Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Chicago IL 06/2009 04/2018
Northern Trust Securities, Inc. Chicago IL 01/2011 Present
Northern Trust Bank Chicago IL 04/2018 Present
  • 06/2009 → 04/2018
    Northern Trust Bank
    Chicago, IL
  • 01/2011 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
  • 04/2018 → Present
    Northern Trust Bank
    Chicago, IL
Previous Registrations
  • 2008-04-10 → 2009-01-29
    Banc Of America Investment Services, Inc.
    Chicago, IL
    Chicago, IL
  • 2007-05-29 → 2007-12-06
    Citigroup Global Markets Inc.
    Chicago, IL
  • 2002-09-17 → 2007-05-29
    Citicorp Investment Services
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-07
S65 Uniform Investment Adviser Law Examination 2002-05-24
S63 Uniform Securities Agent State Law Examination 1999-08-27
  • S66 Uniform Combined State Law Examination
    2015-04-07
  • S65 Uniform Investment Adviser Law Examination
    2002-05-24
  • S63 Uniform Securities Agent State Law Examination
    1999-08-27
Other Names
  • Vincent Willard Tunstall

View on SEC IAPD

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