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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-09
OK RA APPROVED 1987-06-08
  • TX RA
    APPROVED_RES
    Since 2006-10-09
  • OK RA
    APPROVED
    Since 1987-06-08

Branch Locations

2506 E 21St St Ste A, Tulsa, OK 74114 • United States

Tulsa, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tulsa OK 09/2005 03/2020
Ameriprise Financial Services, Llc Tulsa OK 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 1549 and 1551 S 67th E ave Tulsa Ok 74112, ,; Not Investment-Related; 12/01/2016. Outside Employment; Certainty of the Uncertainty, LLC; Contractor of the legal entity; Contractor of the legal entity; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 04/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-16
  • S63 Uniform Securities Agent State Law Examination
    1987-02-16

View on SEC IAPD

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