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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-28 |
Branch Locations
3819 N Expressway 77/83 Suite 5, Brownsville, TX 78521 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brownsville | TX | 12/1986 | 10/2017 |
| Bank Of America,Na | Brownsville | TX | 11/2009 | 10/2017 |
| Raymond James & Associates, Inc. | Mcallen | TX | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-20 |
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