Phillip Michael Elder

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-11-14
TX	RA	APPROVED_RES	2024-11-14

IA RA
APPROVED

Since 2024-11-14
TX RA
APPROVED_RES

Since 2024-11-14

Branch Locations

Sergeant Bluff, IA • United States

4300 S. Lakeport Suite 105, Sioux City, IA 51106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Sioux City	IA	12/1986	11/2024
Prudential Insurance Company Of America	Sioux City	IA	12/1986	Present
Lpl Enterprise, Llc	Sioux City	IA	11/2024	Present

12/1986 → 11/2024

Pruco Securities, Llc.

Sioux City, IA
12/1986 → Present

Prudential Insurance Company Of America

Sioux City, IA
11/2024 → Present

Lpl Enterprise, Llc

Sioux City, IA

Previous Registrations

2001-05-15 → 2024-11-14

Pruco Securities, Llc.

Sioux City, IA

Sioux City, IA

Other Businesses

1. 11/14/2024 - Phil Elder Agency - Non-Variable Insurance - Sergeant Bluff, IA - INV REL - Start Date 08/30/2018 - 10hrs/mth 2. 11/14/2024 - Phil Elder Insurance - Non-Variable Insurance - Sioux City, IA - INV REL - Start Date 03/01/2002 - 30hrs/mth 3. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-13
S63	Uniform Securities Agent State Law Examination	1987-02-04

S65 Uniform Investment Adviser Law Examination

2001-04-13
S63 Uniform Securities Agent State Law Examination

1987-02-04

View on SEC IAPD