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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-03-04 |
| TX | RA | APPROVED_RES | 2025-03-04 |
Branch Locations
3280 Peachtree Road North East Suite1600, Atlanta, GA 30305 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Atlanta | GA | 09/2015 | 03/2025 |
| Morgan Stanley Smith Barney Llc | Atlanta | GA | 03/2025 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2025 | Present |
(1) 642752 - Shieldox USA LLC; Investment Related; Marietta, GA; Investment/Finance/Banking; Partner; Start March 2016; During business hours: 0; After business hours; 0; Created LLC to fund private investment. No other responsibilities or obligations from this LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-06 |
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