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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
Basking Ridge, NJ • United States
101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Bedminster | NJ | 02/2016 | 01/2020 |
| Pruco Securities, Llc. | East Brunswick | NJ | 01/2020 | 11/2024 |
| Prudential Insurance Company Of America | East Brunswick | NJ | 01/2020 | Present |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 11/2024 | Present |
1) 10/08/2024 - Rajan Private Wealth - Provides wealth management and investment advisory services to clients - DBA for LPL Business (entity for LPL business) - Inv Related - At BASKING RIDGE, NJ - Start Date 01/01/2020 - 160hrs/mth - 160hrs/mth During Trading 2) 09/13/2024 - Ash Rajan - Invited to provide thought leadership on wealth management topics - Speaker/ Seminar/ Workshops - Non Inv Related - At BASKING RIDGE, NJ - Start Date 01/01/2020 - 1hrs/mth - 0hrs/mth During Trading 3) 09/13/2024 - Ash Rajan Wine Columnist - Writes lifestyle articles about wine, wine regions, wine etiquette and travel etc. - Non Inv Related - At BASKING RIDGE, NJ - Start Date 01/01/2020 - 1hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-03-02 |
| S66 | Uniform Combined State Law Examination | 2004-07-01 |
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