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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-07
  • CA RA
    APPROVED
    Since 2025-04-07

Branch Locations

601 Montgomery St Suite 108, San Francisco, CA 94111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. San Francisco CA 09/2023 Present
The Door Doctor San Francisco CA 06/2014 09/2016
Hsbc Bank Usa, N.A. San Francisco CA 09/2016 Present
  • 09/2023 → Present
    San Francisco, CA
  • 06/2014 → 09/2016
    The Door Doctor
    San Francisco, CA
  • 09/2016 → Present
    Hsbc Bank Usa, N.A.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-04
  • S66 Uniform Combined State Law Examination
    2025-04-04
Other Names
  • Kenneth Stuart Malamud

View on SEC IAPD

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