Elizabeth Ann Roth

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-04-30
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-05-18

MO RA
APPROVED

Since 2025-04-30
NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-05-18

Branch Locations

Ste. Genevieve, MO • United States

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	New York	NY	07/1993	Present
Morgan Stanley Smith Barney	New York	NY	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/1993 → Present

Citigroup Global Markets Inc.

New York, NY
06/2009 → Present

Morgan Stanley Smith Barney

New York, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*527748 - Silver Sycamore Gallery, LLC ; Investment related: Yes; Ste. Genevieve, Missouri; Fine Arts Gallery; Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 0 After business hours: 20; Business Development/Growth, Investment Decisions/Advice, Sales/Marketing *561098 - Paul G Roth Farms LLC ; Investment related - Yes ; Ste Genevieve, Missouri ; Agriculture: Rental Property ; Manager(proprietor, partner, officer, director, employee, trustee, agent) ; 4/2022 ; During business hours : 0 ; After business hours : 2 ; Administrative

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-27
S63	Uniform Securities Agent State Law Examination	1987-02-11

S65 Uniform Investment Adviser Law Examination

1992-07-27
S63 Uniform Securities Agent State Law Examination

1987-02-11

Designations

View on SEC IAPD