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Carol Jean Mccann

Oppenheimer & Co. Inc.

Pittsburgh, PA

New York, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
PA RA APPROVED 2017-08-09
  • NY RA
    APPROVED
    Since 2021-04-07
  • PA RA
    APPROVED
    Since 2017-08-09

Branch Locations

Cardello Building 1501 Reedsdale Street, Suite 105, Pittsburgh, PA 15233 • United States

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsburgh PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pittsburgh PA 11/2016 08/2017
Oppenheimer & Co. Inc. Pittsburgh PA 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-16
S63 Uniform Securities Agent State Law Examination 1995-06-12
  • S66 Uniform Combined State Law Examination
    2010-07-16
  • S63 Uniform Securities Agent State Law Examination
    1995-06-12
Other Names
  • Carol Jean Isasky
  • Carol Jean Mcnally

View on SEC IAPD

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