John Henry Roethle

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2019-10-01
NC	RA	APPROVED	2018-07-18
WI	RA	APPROVED	2015-12-23

MI RA
APPROVED

Since 2019-10-01
NC RA
APPROVED

Since 2018-07-18
WI RA
APPROVED

Since 2015-12-23

Branch Locations

500 West Madison Suite 2850, Chicago, IL 60661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Chicago	IL	12/2015	Present
Agia	Houston	TX	12/2022	Present

12/2015 → Present

Valic Financial Advisors

Chicago, IL
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2002-09-20 → 2015-12-23

Lpl Financial Llc

Mequon, WI

Thiensville, WI

Mequon, WI

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-03-06

S63 Uniform Securities Agent State Law Examination

1987-03-06

View on SEC IAPD

Current Employers

Valic Financial Advisors, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews