Mark Hirshler Heller

Current Employers

Employment History

• 04/2008 → 10/2025
  Ubs Financial Services Inc
  New Orleans, LA
• 10/2025 → Present
  Rbc Capital Markets, Llc
  New Orleans, LA

Previous Registrations

• 2008-07-14 → 2025-11-10
  Ubs Financial Services Inc.
  New Orleans, LA

Other Businesses

1) HIBERNIA INSURANCE AGENCY, LLC AND HIBERNIA INSURANCE AGENCY OF TX, LLC-INSURANCE AGENT. UNUM/PROVIDENT LIFE USI JOHN HANCOCK. RECEIVING INSURANCE COMMISSIONS ON FIXED PRODUCTS SOLD YEARS AGO. NO NEW SALES. SELF-REGULATORY ORGANIZATION. START 6/6/08 COMPENSATION 24000. /// 2) Capital One Bank / 313 Carondelet Street New Orleans,LA 70130 / No/ Publicly Traded / USD / No / No / / Start Date4/1/08 /// 3) Jewish Federation of Greater New Orleans / 3747 W. Esplanade Avenue Metairie,Louisiana 70002 / Foundation/ Charities, Cultural, Educational & Political Organisations / Fundraising for the Jewish Community / Officer / / Serve on the Board and Executive Committee with Title of Treasurer / Start Date 10/01/2017 /// 4) Capital One Bank / 313 Carondelet Street, New Orleans, LA 70130 / United States / Yes / Company / Banking (Retail, Investment, Merchant) / Financial Services / I terminated my employment with Capital One April 1, 2008. This is for residual compensation paid to me by the Bank. / Retired Advisor / No / Start Date 4/1/2008 /// 5) New Orleans Rotary Foundation Inc/ investment related?: no/ P.O. Box 50635, New Orleans, Lousiana US/ I will be involved in decisions regarding grants to be made to non-profits from the Foundation. The assets are managed by an outside (non-related) third party. My advice on the investment policy and investment recommendations may be sought./ start date: 9/1/2021 /// 6) NAME OF OTHER BUSINESS: New Orleans Planned Giving Council / INVESTMENT RELATED?: N / ADDRESS: New Orleans / NATURE OF THE BUSINESS: An association of professionals whose business includes charitable giving and planned giving / POSITION: Member of Board of directors/ DUTIES: Meet a few times a year to plan topics and speakers for membership meetings/ START DATE: 1/1/2023 / HOURS DEVOTED TO BUSINESS: NA /// (7) NAME OF ENTITY: Jewish Endowment Foundation Of Louisiana ADDRESS: 1 Galleria Blvd Metairie Louisiana 70001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jul 01, 2021 CAPACITY: Board of Directors, Other DUTIES: Board Member HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2009-02-02
• S63 Uniform Securities Agent State Law Examination
  1991-10-11

Designations