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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-03 |
| TX | RA | APPROVED_RES | 2020-06-25 |
| NJ | RA | APPROVED | 2013-11-27 |
Branch Locations
One Penn Plaza 43Rd Floor, New York, NY 10119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 11/2013 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
RENTAL PROPERTY OWNER; BRETTON WOODS, NH; MAINTAINING INTEGRITY OF PROPERTY; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; STARTED 01/2002 *498760 : Trust ; Investment related : Yes; Old Saybrook ; Connecticut ; Trust ; Trustee/Co-Trustee; 11/2013 ; During business hours : 0 ; After business hours : 0.5 ; *525093 - Estate; Investment related: Yes; Garden City, New York; Estate; Executor/Co-Executor; 10/2022; During business hours: 0; After business hours: 5;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-18 |
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