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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-02 |
| MS | RA | APPROVED | 2012-09-25 |
Branch Locations
1020 Highland Colony Pkwy Ste 100, Ridgeland, MS 39157 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ridgeland | MS | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ridgeland | MS | 11/2016 | Present |
TRIPLE 13 FARM LLC; INV RELATED; BOLTON, MS; 100% OWNERSHIP; START 5/9/2013; 20 HOURS PER MONTH, 0 DURING TRADING; MAINTAIN TIMBER, PREVENT EROSION, AND KEEP ROADS CLEAR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-23 |
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