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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-01 |
| CT | RA | APPROVED | 2017-08-30 |
Branch Locations
500 Post Road East 3Rd Floor, Westport, CT 06880 • United States
Westport, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Southport | CT | 03/2008 | 08/2017 |
| Morgan Stanley | Westport | CT | 08/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-28 |
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