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Jeffrey Alan Thode

Wells Fargo Clearing Services, LLC

Knoxville, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-01-20
  • TN RA
    APPROVED
    Since 2004-01-20

Branch Locations

265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Knoxville TN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Knoxville TN 11/2016 Present
Other Businesses

TRUSTEE FOR BROTHER-IN-LAW'S TRUST; INV. RELATED; FLORHAM PARK, NJ; START DATE 2/2018; 0 HRS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-26
S63 Uniform Securities Agent State Law Examination 1987-02-26
  • S65 Uniform Investment Adviser Law Examination
    1993-01-26
  • S63 Uniform Securities Agent State Law Examination
    1987-02-26
Other Names
  • Jeff Thode

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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