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411 30Th Street 2Nd Floor, Oakland, CA 94609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-18 |
| CA | RA | APPROVED | 2018-05-17 |
Branch Locations
411 30Th Street 2Nd Floor, Oakland, CA 94609 • United States
2009 V Street Suite 203, Sacramento, CA 95818-1729 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hullen Accountancy Llp | Roseville | CA | 01/2008 | Present |
| Liberty Group, Llc | Oakland | CA | 05/2008 | 05/2018 |
| Ae Financial Services, Llc | Topeka | KS | 08/2020 | Present |
| Liberty Wealth Management, Llc | Sacramento | CA | 05/2018 | Present |
| Granite Bay Asset Management | Roseville | CA | 01/2005 | 05/2018 |
1. AE FINANCIAL SERVICES, LLC; INVESTMENT RELATED. 2950 SW MCCLURE ROAD TOPEKA KS. REGISTERED REPRESENTATIVE. 08/2020. 4 HOURS PER MONTH: 2 HOURS DURING TRADING HOURS/ 2 DURING NON-TRADING HOURS. 2. HULLEN ACCOUNTANCY, LLP. NOT INVESTMENT-RELATED. ROSEVILLE, CA 95661. CPA FIRM: TAX PLANNING AND PREPARATION. CPA/OWNER. 01/2008. 160 HOURS PER MONTH: 80 HOURS PER MONTH DURING TRADING HOURS / 80 DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-25 |
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