Thomas Lynch Ford

LPl Financial LLC

Columbia Falls, ME

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2021-01-20
TX	RA	APPROVED_RES	2020-03-09
CT	RA	APPROVED	2013-01-01

ME RA
APPROVED

Since 2021-01-20
TX RA
APPROVED_RES

Since 2020-03-09
CT RA
APPROVED

Since 2013-01-01

Branch Locations

Columbia Falls, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Southbury	CT	11/2012	Present

11/2012 → Present

Lpl Financial Llc

Southbury, CT

Previous Registrations

2008-05-01 → 2012-12-06

Wells Fargo Clearing Services, Llc

Bethel, CT

Melville, NY
2002-02-07 → 2008-05-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Southbury, CT

Southbury, CT

Other Businesses

1. 01/04/2013: DBA ONLY / TRIBURY INVESTMENT MANAGEMENT LLC / MIDDLEBURY, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-10-01
S63	Uniform Securities Agent State Law Examination	1987-01-30

S65 Uniform Investment Adviser Law Examination

2003-10-01
S63 Uniform Securities Agent State Law Examination

1987-01-30

View on SEC IAPD

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