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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-03 |
| IN | RA | APPROVED | 2026-04-01 |
Branch Locations
400 W. Sycamore Street, Kokomo, IN 46901 • United States
Venice, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lasalle St. Securities, Llc | Elmhurst | IL | 06/2007 | 01/2019 |
| Community First Bank | Kokomo | IN | 05/2007 | 04/2026 |
| Lpl Financial Llc | Kokomo | IN | 01/2019 | 04/2026 |
| Lasalle St. Investment Advisors, Llc | Elmhurst | IL | 05/2008 | 01/2019 |
| Raymond James Financial Services, Inc. | Kokomo | IN | 04/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Kokomo | IN | 04/2026 | Present |
(1) Name of Business: First Farmers Bank & Trust Address: 400 W Sycamore St, Kokomo, IN, 46901, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President Investment Related: Yes Start Date: 04/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Dual employee as an advisor with Raymond James and affiliation with this bank.\n (2) Name of Business: first Farmers investment group Address: 400 W Sycamore St, Kokomo , IN, 46901, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 04/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: First Farmers investment group is the investment name of the investment group that affiliates with Raymond James. I am an advisor with that.\n
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-08 |
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