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Michael Andrew Brown

High Grade Investment Solutions, LLC

Spring Valley, NY

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Current Employers
High Grade Investment Solutions, Llc

Spring Valley, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-08
  • NY RA
    APPROVED
    Since 2022-04-08

Branch Locations

Spring Valley, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
High Grade Investment Solutions, Llc Spring Valley NY 10/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-19
S63 Uniform Securities Agent State Law Examination 1992-11-27
  • S65 Uniform Investment Adviser Law Examination
    2006-10-19
  • S63 Uniform Securities Agent State Law Examination
    1992-11-27

View on SEC IAPD

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