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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2006-02-08
  • VA RA
    APPROVED
    Since 2006-02-08

Branch Locations

3901 Westerre Pkwy Ste 300, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 02/1986 Present
Northwestern Mutual Investment Services, Llc Richmond VA 02/1990 Present
Northwestern Mutual Investment Services, Llc Richmond VA 02/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2011 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Other Businesses

1. PAY-BEN SOLUTIONS, INC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 7/19/2006, SUBSIDIARY TO GENERAL AGENCY CORPORATION, AND DOES SECTION 125 PLANS, COBRA ADMINISTRATION, AND PAYROLL ADP FOR SEBS OPERATION. 2. 100% OWNER, BLDG TWO, LLC, 849 SABOT HILL RD, MANAKIN-SABOT, , VIRGINIA, 23103, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/26/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER AND PRESIDENT...I COLLECT LEASE PAYMENTS FOR LEASED EQUIPMENT AND PAY THE BANK FOR FINANCING COSTS 3. OWNS SABOT HILL FARM RENTAL PROPERTIES, RENTS OUT PASTURE LAND AND PROVIDES WATER TO NEIGHBORS. 4. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 5. 100% OWNER, RENTAL PROPERTY (RESIDENTIAL), 5907 LOWER LAKE RD, CAYUGA, , NEW YORK, 13034, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/1/2011, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENT VACATION HOME 6. PERSONAL LOAN, A LINE OF CREDIT EXTENDED TO PERSONAL FRIENDS, PROMISSORY NOTE ESTABLISHED FOR THE AMOUNT OF $50,000 WITH 6% INTEREST RATE, DUE AND PAYABLE ON APRIL 3, 2013. 7. BOARD MEMBER, DAVID ORTIZ CHILDREN'S FUND, 7201 GLEN FOREST DRIVE STE 304 RICHMOND VA 23226, CO-SIGNER CHECKS BOARD DETERMINES HOW TO ALLOCATE FUNDS TO ORGANIZATIONS, APPROX 1 HR/MONTH, START DATE 9/4/15, NON-INVESTMENT RELATED. 8. 100% OWNER, BLDG TWO, LLC, 849 SABOT HILL RD, MANAKIN-SABOT,VIRGINIA, 23103, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/26/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FARM EQUIPMENT 9. 100% OWNER, VDH, LLC, MP GENERAL AGENT LEGAL ENTITY, START DATE: 01/17/2020, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, WEALTH MANAGEMENT DISTRIBUTION OVERRIDES 10. OWNER, JOHN F VAN DER HYDE & ASSOCIATES, INC., 3901 WESTERRE PKWY, RICHMOND, , VIRGINIA, 23233, UNITED STATES OF AMERICA, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 5/1/1998, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 11. GLOBAL ENERGY, INC., 849 SABOT HILL RD, MANAKIN SABOT, , VIRGINIA, 23103, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 02/24/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, NON-INVESTMENT RELATED. 12. BUILDING FOUR LLC, 849 SABOT HILL RD, MANAKIN SABOT, , VIRGINIA, 23103, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/4/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGER. NON-INVESTMENT RELATED. 13. GENERATION TWO LLC, 849 SABOT HILL RD, MANAKIN SABOT, , VIRGINIA, 23103, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/4/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED. 14. FRACKELTON LLC, 849 SABOT HILL RD, MANAKIN SABOT, , VIRGINIA, 23103, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/4/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGER OF LLC; NON INVESTMENT-RELATED. 15. VAN DER HYDE LIQUIDITY TRUST LLC, 849 SABOT HILL RD, MANAKIN SABOT, , VIRGINIA, 23103, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/5/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGER OF LLC; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-20
S63 Uniform Securities Agent State Law Examination 1989-01-31
  • S66 Uniform Combined State Law Examination
    2006-01-20
  • S63 Uniform Securities Agent State Law Examination
    1989-01-31

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