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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-11-12 |
Branch Locations
1750 112Th Avenue Ne Suite E174, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Seattle | WA | 07/2016 | 06/2018 |
| First Allied Securities, Inc. | 655 West Broadway 12Th Floor | CA | 06/2018 | 09/2022 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| First Allied Advisory Services, Inc. | Bellevue | WA | 08/2018 | 11/2020 |
| Cetera Advisors Llc | Bellevue | WA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-25 |
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