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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-13
MD RA APPROVED 2012-11-15
TX RA APPROVED 2012-11-15
  • FL RA
    APPROVED
    Since 2023-02-13
  • MD RA
    APPROVED
    Since 2012-11-15
  • TX RA
    APPROVED
    Since 2012-11-15

Branch Locations

226 Schilling Cir Suite 250, Hunt Valley, MD 21031 • United States

Marco Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Hunt Valley MD 11/2012 Present
Raymond James Financial Services Advisors Inc. Hunt Valley MD 11/2012 Present
Previous Registrations
  • 1996-10-10 → 2012-12-10
    Fusco Financial Associates Inc.
    Towson, MD
  • 1996-09-03 → 2012-11-27
    Towson, MD
Other Businesses

(1)Name of Business: Boumi Shriners Address: 5050 King Ave, Baltimore , MD, 21237, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a Financial Advisory Board member It's our responsibility to give oversite to the expenses, building and operations. In addition to reviewing the action of the investment firm they are working with, UBS.\n It's our job to give a recommendation to the Board of Directors for their action. We do not have decision making authority.\n\n (2)Name of Business: Maryland Masonic Home Address: 304 International Cir , Cockeysville, MD, 21030, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 02/23/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Advisory board member to review policies pertaining to a nursing home that discuss human resources, financial, maintenance and care of the home and residents. \nI set on an investment committee to review investments with their outside broker UBS. They have an investment policy statement. (3)Name of Business: NA Address: 505 Baltimore Ave, Towson, MD, 21204-4503, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/02/1998 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent Agent for fixed insurance, non-variable insurance, universal life, long term care and disability insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-03
S63 Uniform Securities Agent State Law Examination 1987-06-29
  • S65 Uniform Investment Adviser Law Examination
    1997-03-03
  • S63 Uniform Securities Agent State Law Examination
    1987-06-29
Designations
Other Names
  • Tony Fusco
  • T Anthony Fusco

View on SEC IAPD

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