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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-13 |
| MD | RA | APPROVED | 2012-11-15 |
| TX | RA | APPROVED | 2012-11-15 |
Branch Locations
226 Schilling Cir Suite 250, Hunt Valley, MD 21031 • United States
Marco Island, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Hunt Valley | MD | 11/2012 | Present |
| Raymond James Financial Services Advisors Inc. | Hunt Valley | MD | 11/2012 | Present |
(1)Name of Business: Boumi Shriners Address: 5050 King Ave, Baltimore , MD, 21237, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a Financial Advisory Board member It's our responsibility to give oversite to the expenses, building and operations. In addition to reviewing the action of the investment firm they are working with, UBS.\n It's our job to give a recommendation to the Board of Directors for their action. We do not have decision making authority.\n\n (2)Name of Business: Maryland Masonic Home Address: 304 International Cir , Cockeysville, MD, 21030, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 02/23/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Advisory board member to review policies pertaining to a nursing home that discuss human resources, financial, maintenance and care of the home and residents. \nI set on an investment committee to review investments with their outside broker UBS. They have an investment policy statement. (3)Name of Business: NA Address: 505 Baltimore Ave, Towson, MD, 21204-4503, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/02/1998 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent Agent for fixed insurance, non-variable insurance, universal life, long term care and disability insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-29 |
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