Welton Cortez Smith

Current Employers

Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2013-01-07

SC RA
APPROVED

Since 2013-01-07

Branch Locations

503 S. Main St Ste 6002, Mauldin, SC 29662 • United States

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital Investment Group, Inc.	Easley	NC	01/2004	Present
Capital Investment Advisory Services, Llc	Raleigh	NC	09/2009	Present

01/2004 → Present

Capital Investment Group, Inc.

Easley, NC
09/2009 → Present

Capital Investment Advisory Services, Llc

Raleigh, NC

Previous Registrations

2004-07-28 → 2012-12-31

Cic Advisers, Llc

Greenville, SC

Other Businesses

1. CIVITAN INTERNATIONAL. BOARD MEMBER. PO BOX 16493 GREENVILLE, SC 29606. STARTED 4/2018. ROLE INCLUDES SERVING ON CHARITIES BOARD WHICH DECIDES WHICH ORGANIZATION RECEIVES CHARITABLE GIFTS AND REVIEWS INVESTMENT STATEMENT. 2 HRS/WK, 2 DURING NORMAL TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-03-12

S63 Uniform Securities Agent State Law Examination

1987-03-12

Other Names

Skip Smith
Welton C Smith
Welton Cortez Smith

View on SEC IAPD