Frederick Spitzer Brown

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-07-05
GA	RA	APPROVED	2004-07-30

TX RA
APPROVED_RES

Since 2017-07-05
GA RA
APPROVED

Since 2004-07-30

Branch Locations

Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Student	Atlanta	GA	01/1982	Present
Oppenheimer & Co. Inc.	New York	NY	01/2003	Present

01/1982 → Present

Student

Atlanta, GA
01/2003 → Present

Oppenheimer & Co. Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-04-22
S63	Uniform Securities Agent State Law Examination	1987-01-21

S65 Uniform Investment Adviser Law Examination

2003-04-22
S63 Uniform Securities Agent State Law Examination

1987-01-21

Other Names

Fritz Brown
Fritz Spitzer Brown
Fritz Frederick