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Michael Eaton Brown

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jamestown, NY

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-02
TX RA APPROVED 2020-03-04
CT RA APPROVED 2020-03-02
  • NY RA
    APPROVED
    Since 2023-11-02
  • TX RA
    APPROVED
    Since 2020-03-04
  • CT RA
    APPROVED
    Since 2020-03-02

Branch Locations

55 Southwestern Dr, Jamestown, NY 14701 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jamestown NY 01/2020 Present
Mass Mutual Jamestown NY 12/2013 09/2019
Merrill Lynch Jamestown NY 08/2016 07/2019
Unemployed Jamestown NY 07/2019 01/2020
Bank Of America N.A. Jamestown NY 11/2023 Present
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jamestown, NY
  • 12/2013 → 09/2019
    Mass Mutual
    Jamestown, NY
  • 08/2016 → 07/2019
    Merrill Lynch
    Jamestown, NY
  • 07/2019 → 01/2020
    Unemployed
    Jamestown, NY
  • 11/2023 → Present
    Bank Of America N.A.
    Jamestown, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-09
S63 Uniform Securities Agent State Law Examination 1987-02-09
  • S65 Uniform Investment Adviser Law Examination
    1995-10-09
  • S63 Uniform Securities Agent State Law Examination
    1987-02-09

View on SEC IAPD

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