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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-05-13 |
| TX | RA | APPROVED | 2021-05-10 |
Branch Locations
1 Mercantile St Ste 530, Worcester, MA 01608 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Point Investment Partners | Worcester | MA | 09/2001 | Present |
| Voya Financial Advisors, Inc. | Worcester | MA | 06/2016 | 05/2021 |
| Lpl Financial, Llc | Worcester | MA | 05/2021 | Present |
1. 5/10/2021 - NORTH POINTE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/25/2001 - ALL Hours Per Month During Securities Trading - Time Spent 100%. 2. 1/31/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 01/20/2023 - 2 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-03 |
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