Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-02-09 |
Branch Locations
53 State Street Suite 3600, Boston, MA 02109-1875 • United States
Brewster, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc | Boston | MA | 07/2010 | 01/2024 |
| Rbc Capital Markets, Llc | Boston | MA | 01/2024 | Present |
NAME OF ENTITY: Brewster Park Club ADDRESS: Brewster Park Club PO Box 1291 Brewster, MA 02631 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Neighborhood Association START DATE: 08.01.23 CAPACITY: Treasurer DUTIES: Treasurer is responsible for budgeting, managing expenses, filing tax forms and returns as well as paying bills and depositing and monitoring income such as dues paid by homeowners. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-07 |
Reach out to this advisor