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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-02 |
Branch Locations
6900 E Layton Avenue Suite 1150, Denver, CO 80237 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cerity Partners Llc | Denver | CO | 03/2022 | Present |
| Bok Financial | Denver | CO | 03/2016 | 03/2020 |
| The Corundum Group | Denver | CO | 03/2020 | 06/2022 |
Business: Investment Trust Company Investment-Related: Yes Location: 3200 Cherry Creek South Drive, Suite 730, Denver, CO 80209 Nature of Business: Trustee Services Position: Trust Advisor Start Date: 3/1/22 Number of Total Hours: 10 per month Number of Hours during securities trading hours: 5 per month Duties: Administer client trust accounts
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-07 |
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