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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-07-18
  • CT RA
    APPROVED
    Since 2019-07-18

Branch Locations

New Canaan, CT • United States

1266 East Main Street 6Th Floor, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantor Fitzgerald & Co New York NY 06/2015 09/2017
Unemployed New Canaan CT 10/2017 05/2019
Axa Advisors, Llc New York NY 05/2019 06/2020
Equitable Advisors, Llc New York NY 05/2019 Present
  • 06/2015 → 09/2017
    Cantor Fitzgerald & Co
    New York, NY
  • 10/2017 → 05/2019
    Unemployed
    New Canaan, CT
  • 05/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2019 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-16
S63 Uniform Securities Agent State Law Examination 1990-04-03
  • S65 Uniform Investment Adviser Law Examination
    2019-07-16
  • S63 Uniform Securities Agent State Law Examination
    1990-04-03

View on SEC IAPD

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