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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-23 |
| TX | RA | APPROVED_RES | 2021-04-23 |
Branch Locations
4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Stamford | CT | 05/2007 | 04/2021 |
| Morgan Stanley Smith Barney Llc | Stamford | CT | 04/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-11 |
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