Best Investors Account Sign in
Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-04-23
TX RA APPROVED_RES 2021-04-23
  • CT RA
    APPROVED
    Since 2021-04-23
  • TX RA
    APPROVED_RES
    Since 2021-04-23

Branch Locations

Brewster, MA • United States

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Stamford CT 05/2007 04/2021
Morgan Stanley Smith Barney Llc Stamford CT 04/2021 Present
Morgan Stanley Private Bank, N.A New York NY 05/2021 Present
  • 05/2007 → 04/2021
    Stamford, CT
  • 04/2021 → Present
    Morgan Stanley Smith Barney Llc
    Stamford, CT
  • 05/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2007-05-29 → 2021-04-26
    Westlake Village, CA
    Long Island City, NY
    Boca Raton, FL
    Stamford, CT
    Stamford, CT
    Scarsdale, NY
    Westlake Village, CA
    Stamford, CT
    Gloucester, VA
    Stamford, CT
    New York, NY
  • 2004-09-13 → 2007-05-29
    Citicorp Investment Services
    Stamford, CT
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-20
S63 Uniform Securities Agent State Law Examination 1991-10-11
  • S65 Uniform Investment Adviser Law Examination
    2004-12-20
  • S63 Uniform Securities Agent State Law Examination
    1991-10-11

View on SEC IAPD

More in Brewster, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor