David Allen Thuli

Robert W. Baird & Co. Incorporated

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Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-09-12
FL	RA	APPROVED	2018-09-10
WI	RA	APPROVED	2018-09-07

TX RA
APPROVED_RES

Since 2018-09-12
FL RA
APPROVED

Since 2018-09-10
WI RA
APPROVED

Since 2018-09-07

Branch Locations

Fort Myers, FL • United States

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets	Waukesha	WI	03/2008	09/2018
Morgan Stanley Smith Barney	Waukesha	WI	06/2009	09/2018
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	09/2018
Robert W Baird & Co., Incorporated	Milwaukee	WI	09/2018	Present

03/2008 → 09/2018

Citigroup Global Markets

Waukesha, WI
06/2009 → 09/2018

Morgan Stanley Smith Barney

Waukesha, WI
01/2015 → 09/2018

Morgan Stanley Private Bank, National Association

New York, NY
09/2018 → Present

Robert W Baird & Co., Incorporated

Milwaukee, WI

Previous Registrations

2009-06-01 → 2018-09-11

Morgan Stanley

Waukesha, WI

Milwaukee, WI
2008-03-20 → 2009-06-01

Citigroup Global Markets Inc.

Waukesha, WI

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-12-28
S65	Uniform Investment Adviser Law Examination	2001-02-04

S63 Uniform Securities Agent State Law Examination

2001-12-28
S65 Uniform Investment Adviser Law Examination

2001-02-04

View on SEC IAPD

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