Best Investors Account Sign in
Inactive

Richard Matthew Paul

Potomac Advisors, Inc.

Lakewood Ranch, FL

Claim This Profile
Current Employers
Potomac Advisors, Inc.

Lakewood Ranch, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-11
  • FL RA
    APPROVED
    Since 2025-12-11

Branch Locations

Lakewood Ranch, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Potomac Advisors, Inc. Lakewood Ranch FL 04/2006 Present
Previous Registrations
  • 2004-02-27 → 2012-09-25
    Easton, MD
Other Businesses

Richard M. Paul, is a managing member (Manager) as of January 4, 2006 of Triple Creek Mountain Properties, LLC, an investment related real estate development business venture. The principal office street and mailing address is 7215 Teal Creek Glen, 34202. Mr. Paul spends an approximately one to four hours per month devoted to the business and no more than one hour at a time during securities trading hours. Management. The business and affairs of the Company are managed by the Managers. ln addition to the powers and authorities expressly conferred by the Operating Agreement upon the Managers, the Managers shall have full and complete authority, power and discretion to manage and control the business of the Company, to make all decisions regarding those matters and to perform any and all other acts or activities customary to or incident to the management of the Company's business, except only as to those acts and things as to which approval by the Members is expressly required by the Articles of Organization, the Operating Agreement, the or applicable law. At any time when there is more than one Manager any one Manager may take any action permitted to be taken by the Managers, unless the approval of more than one of the Managers is expressly required pursuant to the Operating Agreement or applicable law.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-17
S63 Uniform Securities Agent State Law Examination 1989-11-22
  • S65 Uniform Investment Adviser Law Examination
    1993-03-17
  • S63 Uniform Securities Agent State Law Examination
    1989-11-22
Other Names
  • Richard Paul

View on SEC IAPD

More in Lakewood Ranch, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor