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Lakewood Ranch, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Potomac Advisors, Inc. | Lakewood Ranch | FL | 04/2006 | Present |
Richard M. Paul, is a managing member (Manager) as of January 4, 2006 of Triple Creek Mountain Properties, LLC, an investment related real estate development business venture. The principal office street and mailing address is 7215 Teal Creek Glen, 34202. Mr. Paul spends an approximately one to four hours per month devoted to the business and no more than one hour at a time during securities trading hours. Management. The business and affairs of the Company are managed by the Managers. ln addition to the powers and authorities expressly conferred by the Operating Agreement upon the Managers, the Managers shall have full and complete authority, power and discretion to manage and control the business of the Company, to make all decisions regarding those matters and to perform any and all other acts or activities customary to or incident to the management of the Company's business, except only as to those acts and things as to which approval by the Members is expressly required by the Articles of Organization, the Operating Agreement, the or applicable law. At any time when there is more than one Manager any one Manager may take any action permitted to be taken by the Managers, unless the approval of more than one of the Managers is expressly required pursuant to the Operating Agreement or applicable law.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-22 |
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