Daniel Winston Maurer

Current Employers

Employment History

• 08/2012 → 11/2016
  Gerstein Fisher
  New York, NY
• 08/2012 → 11/2016
  Gfa Securities, Llc.
  New York, NY
• 11/2016 → 06/2018
  People'S Securities, Inc.
  Bridgeport, CT
• 04/2018 → 06/2018
  People'S Untied Advisors, Inc.
  Bridgeport, CT
• 08/2018 → 08/2018
  Global Financial Private Capital, Llc
  Sarasota, FL
• 07/2018 → 07/2018
  Dwm Wealth Management
  Castle Rock, CO
• 09/2018 → 03/2019
  Fdx Capital Llc
  Greenwood Village, CO
• 09/2018 → 03/2019
  James Alpha Advisors
  Greenwood Village, CO
• 01/2019 → Present
  Dwm Family Wealth Ltd
  Castle Rock, CO

Previous Registrations

• 2018-09-05 → 2019-03-18
  Easterly Funds Llc
  Castle Rock, CO
  New York, NY
• 2018-08-03 → 2018-08-30
  Global Financial Private Capital, Inc.
  Castle Rock, CO
  Sarasota, FL
• 2016-11-03 → 2018-06-18
  People'S Securities, Inc.
  Bridgeport, CT
  Bridgeport, CT
  New York, NY
• 2018-04-05 → 2018-06-18
  People'S United Advisors, Inc.
  New York, NY
• 2012-09-05 → 2016-11-29
  Gerstein Fisher
  New York, NY
• 2011-02-09 → 2012-04-23
  Cetera Advisors Llc
  Greenwood Village, CO
• 2003-11-13 → 2011-01-04
  Curian Capital, Llc
  Denver, CO

Other Businesses

1) Sales/Marketing With Capital Tide - Investment-Related. Greenwood Village, CO. Duties include helping distribute private placements to RIAs. 4% of time spent on this activity, all during normal business hours. 2) DWM Family Wealth - CEO and Adviser - 03/2019- Present- Registered Investment Advisor - 20 hours a week.

Exams

• S66 Uniform Combined State Law Examination
  2003-11-12
• S65 Uniform Investment Adviser Law Examination
  1995-06-14
• S63 Uniform Securities Agent State Law Examination
  1990-11-07

Other Names

• Dan Maurer
• Danny Maurer