Dennis Lee Bell

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-07-23
TX	RA	APPROVED_RES	2015-07-23

CA RA
APPROVED

Since 2015-07-23
TX RA
APPROVED_RES

Since 2015-07-23

Branch Locations

La Jolla, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Cupertino	CA	07/2015	Present

07/2015 → Present

Lpl Financial

Cupertino, CA

Previous Registrations

2012-10-01 → 2015-08-17

Harrisdirect Llc

Arlington, VA
2010-05-03 → 2012-10-16

Lpl Financial Llc

La Jolla, CA

San Diego, CA

La Jolla, CA
2009-09-22 → 2010-05-11

Chase Investment Services Corp.

Del Mar, CA

Solana Beach, CA

Rancho Santa Fe, CA
2006-09-27 → 2009-08-11

Harrisdirect Llc

Jersey City, NJ
2002-10-14 → 2004-01-02

Cetera Wealth Services, Llc

San Diego , CA
2001-11-08 → 2002-10-10

Cuna Brokerage Services, Inc.

San Diego, CA

Other Businesses

1) 12/19/2025-Just in Time-Volunteer-Non-profit volunteer (not on board)-Not Inv Related-At San Diego, CA-1hrs/mth-0hrs/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-04
S63	Uniform Securities Agent State Law Examination	1987-01-13

S66 Uniform Combined State Law Examination

2001-10-04
S63 Uniform Securities Agent State Law Examination

1987-01-13

Designations

Other Names

Dennis L Bell

View on SEC IAPD