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Stephen Duke Parsons

Wealth Management Consultants L.L.C.

Castle Pines, CO

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Current Employers
Wealth Management Consultants L.L.C.

Castle Pines, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2015-04-14
  • CO RA
    APPROVED
    Since 2015-04-14

Branch Locations

Castle Pines, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Management Consultants L.L.C. Centennial CO 02/2015 Present
Previous Registrations
  • 2007-03-05 → 2021-01-13
    Wealth Management Consultants Inc
    Littleton, CO
  • 2005-12-02 → 2007-03-01
    Zions Capital Advisors, Inc.
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-01
S63 Uniform Securities Agent State Law Examination 1992-05-15
  • S65 Uniform Investment Adviser Law Examination
    2005-12-01
  • S63 Uniform Securities Agent State Law Examination
    1992-05-15

View on SEC IAPD

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