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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-13 |
Branch Locations
Castroville, TX • United States
Citi Wealth Management, Supervision 100 Citibank Dr, Bldg 2, San Antonio, TX 78245 • United States
Citi Wealth Management, Supervision 6715 North Palm Avenue #208, Fresno, CA 93704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 04/2016 | 08/2018 |
| Citigroup Global Markets Inc. | San Antonio | TX | 08/2018 | Present |
Rental Property - Aurora, IL; Investment-related; Affiliation started 03/31/2013; Title: Owner; Duties: basic maintenance and upkeep of the property as well as financial obligations; No time is devoted to the rental each month during securities trading hours; 10 hours are devoted to the rental each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-30 |
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