Katherine Salome Horgan

Current Employers

Heritage Wealth Management

100 Trade Center Drive Suite G-700, Woburn, MA 01801 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2019-07-21

MA RA
APPROVED

Since 2019-07-21

Branch Locations

100 Trade Center Drive Suite G-700, Woburn, MA 01801 • United States

Osterville, MA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Heritage Wealth Management	Medford	MA	10/2011	Present
Coastal Equities, Inc	Wilmington	DE	11/2015	03/2017
Coastal Equities, Inc.	Wilmington	DE	03/2019	07/2019
Coastal Investment Advisors, Inc.	Wilmington	DE	03/2019	07/2019

10/2011 → Present

Heritage Wealth Management

Medford, MA
11/2015 → 03/2017

Coastal Equities, Inc

Wilmington, DE
03/2019 → 07/2019

Coastal Equities, Inc.

Wilmington, DE
03/2019 → 07/2019

Coastal Investment Advisors, Inc.

Wilmington, DE

Previous Registrations

2010-11-01 → 2011-12-31

Investors Capital Corp.

Medford, MA

Lynnfield, MA

Lynnfield, MA
2009-03-25 → 2010-11-01

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL

West Chatham, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-24
S63	Uniform Securities Agent State Law Examination	2004-10-01

S66 Uniform Combined State Law Examination

2009-03-24
S63 Uniform Securities Agent State Law Examination

2004-10-01

Other Names

Katherine Mary Salome

View on SEC IAPD