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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-01-29
  • MI RA
    APPROVED
    Since 2010-01-29

Branch Locations

333 Bridge St Nw Ste 1200, Grand Rapids, MI 49504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins Co Milwaukee WI 01/1973 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 11/1986 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 01/1973 → Present
    Northwestern Mutual Life Ins Co
    Milwaukee, WI
  • 11/1986 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. REAL ESTATE, SCORPION INVESTMENTS, CONDO, PARTNER. 2. PRESIDENT, TRAFFIC SQUAD AND COMMUNITY ACTION FUND INC. 10 HRS/MO, FUND RAISING FOR LAW INFORCEMENT AGENCIES; KENT COUNTY SHERRIF DEPT. TRAFFIC SQUAD, CAPTAIN, 701 BALL AVE NE, GRAND RAPIDS, MI 49503, 50 HRS/MO. 3. ADMINISTRATIVE BOARD PRESIDENT-WALLINWOOD CONDOMINIUM ASSOCIATION, 15 HOURS PER MONTH, NOT INVESTMENT RELATED, PO BOX 856, JENISON, MI 49429, CHECKWRITING AUTHORITY, OVERSEES THE BOARD WHICH FUNCTIONS AS THE PROPERTY MANAGER. 4. 5% OWNER, DE GROOT ASSOCIATES, 8380 WALLINWOOD SPRINGS DR, JENISON, , MICHIGAN, 49428, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 12/18/2010, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, USED FOR OUTSIDE GROUP SALES AND FR PAY ROLL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1987-01-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1987-01-08
Designations
Other Names
  • Donald Degroot
  • Glen Donoley Degroot
  • Don Degroot

View on SEC IAPD

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