Stephen Edward Alexander

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-01

TX RA
APPROVED

Since 2023-09-01

Branch Locations

Houston, TX • United States

3838 N Sam Houston Pkwy Suite 150, Houston, TX 77032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group	Houston	TX	09/2009	08/2018
Sagepoint Financial, Inc.	Houston	TX	08/2018	09/2023
Osaic Wealth, Inc.	Houston	TX	09/2023	Present

09/2009 → 08/2018

Next Financial Group

Houston, TX
08/2018 → 09/2023

Sagepoint Financial, Inc.

Houston, TX
09/2023 → Present

Osaic Wealth, Inc.

Houston, TX

Previous Registrations

2018-08-30 → 2023-09-01

Osaic Services, Inc.

Houston, TX
2009-09-25 → 2018-08-30

Next Financial Group, Inc.

Houston, TX
2009-06-01 → 2009-10-20

Morgan Stanley

Houston, TX
2003-02-18 → 2009-06-01

Citigroup Global Markets Inc.

Houston, TX

Houston, TX
1999-06-25 → 2003-03-04

Strategic Advisers Llc

Houston, TX

Other Businesses

STEPHEN E. ALEXANDER POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/25/2009 ADDRESS: 3838 N Sam Houston Pkwy, Suite 150, Houston TX 77032, United States DESCRIPTION: Offering insurance products and services

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-16
S63	Uniform Securities Agent State Law Examination	1993-09-02

S65 Uniform Investment Adviser Law Examination

1997-01-16
S63 Uniform Securities Agent State Law Examination

1993-09-02

View on SEC IAPD