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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
| PA | RA | APPROVED | 2024-07-04 |
| NY | RA | APPROVED | 2024-06-25 |
| NH | RA | APPROVED | 2022-07-18 |
| MA | RA | APPROVED | 2021-06-10 |
| TX | RA | APPROVED | 2021-06-01 |
Branch Locations
16 Chestnut Street, Suite 101, Foxboro, MA 02035 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Foxboro | MA | 11/2010 | 05/2019 |
| Independent Financial Partners | Foxboro | MA | 12/2010 | 05/2019 |
| Resources Investment Advisors | Overland Park | KS | 03/2019 | 05/2021 |
| Triad Advisors | Norcross | GA | 05/2019 | 05/2021 |
| Lpl Financial, Llc | Foxboro | MA | 06/2021 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 06/2021 | Present |
1)06/2021 - OUTSIDE/W-2 EMPLOYMENT - HUB INTERNATIONAL - 140 HRS/MO 0HRS DURING TRADING - INVESTMENT RELATED - FOXBORO, MA 02035 2)06/2021 - OTHER - HUB INTERNATIONAL INVESTMENT SERVICES - 0HRS/MO - INVESTMENT RELATED - FOXBORO, MA 02035 3)01/1996 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - IBG FINANCIAL PARTNER - INVESTMENT RELATED - FOXBORO, MA 02035 4) 6/9/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 5/2021 - 144 Hours Per Month/8 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 144 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 6/9/2021 - IBG Financial Partner - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/2021. 6) 02/15/2022 - Global Retirement Partners - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/11/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 7) 02/17/2022 - Hub International - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/11/2022 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-02-23 |
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