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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-12-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Diego | CA | 11/1986 | Present |
1. 12/06/2004 - Tax Prep/Accounting/CPA - INV REL - TAX PREPARATION CA & FEDERAL INCOME TAX RETURNS 2. 12/07/2004 - Non-Variable Insurance - INV REL - SELL ANNUITIES 3. 10/28/2015 - NO BUSINESS NAME - INV REL - 4624 Buckingham lane, Carlsbad, ca 92010 - Tax Prep/Accounting/CPA - START 02/01/1991 - 10 HOURS PER MONTH - tax preparation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-02-13 |
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