Best Investors
Account
Sign in
Best Investors
Account
Sign in
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
3625 E. Thousand Oaks Blvd, Suite 208, Westlake, CA 91362 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Westlake Village | CA | 09/2015 | Present |
| Mariner Independent Advisor Network, Llc | Westlake Village | CA | 07/2016 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
(1) 09/30/2015: Westlake Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 09/2015 - 100% Time Spent (2) 09/16/2016: Westlake Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - 4035 E. Thousand Oaks Blvd. Suite 230, Westlake Village, CA. 91362 - Start 10/01/2015 - 5 Hr/Mo; 1 Hour(s) During Securities Trading. (3) 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-18 |
Reach out to this advisor