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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2012-11-08
  • KS RA
    APPROVED
    Since 2012-11-08

Branch Locations

3020 N Cypress St Suite 115, Wichita, KS 67226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Great Bend KS 11/2012 05/2019
Independent Financial Partners Great Bend KS 11/2012 Present
Ifp Securities, Llc Great Bend KS 05/2019 Present
Previous Registrations
  • 2015-07-13 → 2015-07-13
    Great Bend, KS
    Tampa, FL
    Great Bend, KS
    Wichita, KS
  • 2005-04-08 → 2012-11-06
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2004-01-26 → 2004-02-27
    Sterne, Agee & Leach, Inc.
    Great Bend, KS
  • 1997-04-08 → 2003-04-07
    Waddell & Reed
    Great Bend, KS
Other Businesses

1. 08/10/2015 - HISS FAMILY PARTNERSHIP LLC - INV REL - 308 SUNSET ROAD, GREAT BEND, KS 67530 - REAL ESTATE RENTAL - START 08/04/2015 - 2 HOURS PER MONTH, 0 DURING TRADING - RENTAL FARM GROUND 2. 08/17/2015 - TOWNSITE DEVELOPMENT OF GREAT BEND LLC - INV REL - 308 SUNSET ROAD, GREAT BEND, KS 67530 (MY HOME ADDRESS) - REAL ESTATE RENTAL - START 03/07/2014 - 3 HOURS PER MONTH, 0 DURING TRADING - I RECEIVE RENTAL INCOME FROM 3 RESIDENTIAL HOMES I OWN AND 1 office location in Great Bend, KS I RENT OUT. NO EMPLOYEES. Income/year $10,000.00 3. 10/20/2015: Hiss Sherman Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/30/2015 - 2 Hours Per Month During Securities Trading. 4. 01/21/2016 - Tumbleweed Aviation LLC - NOT INV REL - Airport Road, Great Bend, KS 67530 - Business Entity For Tax/Investment Purposes Only - START 06/01/2000 - Owner & Operator of Airplane 5. 5/3/2023 Legacy Financial Solutions, LLC - DBA - investment related - 300 W Douglas, Ste 420, Wichita, KS 67202 - Financial Planning and Investment Services - Agent - start date 5/3/2023 - 160 hours/month - 160 hours/month during trading - Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-21
S63 Uniform Securities Agent State Law Examination 1986-12-22
  • S65 Uniform Investment Adviser Law Examination
    2016-03-21
  • S63 Uniform Securities Agent State Law Examination
    1986-12-22

View on SEC IAPD

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