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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-07-07
TX RA APPROVED_RES 2007-09-27
FL RA APPROVED 1997-05-01
  • MI RA
    APPROVED
    Since 2010-07-07
  • TX RA
    APPROVED_RES
    Since 2007-09-27
  • FL RA
    APPROVED
    Since 1997-05-01

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Birmingham, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Southfield MI 04/1997 Present
Other Businesses

1. 3/10/2011 - America Group Retirement Strategy Centers - IVN REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 11/21/2013 - YUHN FINANCIAL ADVISORS LLC - FOR ACCOUNTING PURPOSES ONLY - YUHN FINANCIAL ADVISORS LLC IS MY OPERATING ENTITY. REVENUE FROM LPL FINANCIAL IS DEPOSITED AND EXPENSES ARE PAID OUT. - NO TIME SPENT - SOUTHFIELD, MI. 3. 3/26/2018 - DDR Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/22/2016 - 30 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-01
S63 Uniform Securities Agent State Law Examination 1987-01-13
  • S66 Uniform Combined State Law Examination
    2010-06-01
  • S63 Uniform Securities Agent State Law Examination
    1987-01-13

View on SEC IAPD

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