Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-09
OH RA APPROVED 2009-04-08
  • TX RA
    APPROVED_RES
    Since 2016-09-09
  • OH RA
    APPROVED
    Since 2009-04-08

Branch Locations

655 Metro Place South Suite 720 [Satellite], Dublin, OH 43017 • United States

6760 Perimeter Dr, Dublin, OH 43016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascend Advisory Group, Llc (120822) Columbus OH 09/2001 Present
Wells Fargo Advisors Financial Network Llc Dublin OH 05/2009 Present
Previous Registrations
  • 1999-11-04 → 2009-04-15
    Ascend Advisory Group
    Dublin, OH
Other Businesses

BARDOS GIBSON & REILLY LLC, INV RELATED, DUBLIN, OH, 100% OWNERSHIP, START 5/8/2008, 10 HOURS PER MONTH, 0 HOURS DURING TRADING, HOLDS BUILDING OF FINET PRACTICE. BARDOS FINANCIAL LLC, INVT RELATED, DUBLIN, OH, 75.1% OWNERSHIP, START DATE 1/1/2023, 0 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-21
S63 Uniform Securities Agent State Law Examination 1988-06-07
  • S66 Uniform Combined State Law Examination
    2009-04-21
  • S63 Uniform Securities Agent State Law Examination
    1988-06-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dublin, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor