David Linus Kelly

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2014-01-30

MA RA
APPROVED

Since 2014-01-30

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Charlestown, MA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Equity Services, Inc.	Newton	MA	06/1991	Present

06/1991 → Present

Commonwealth Equity Services, Inc.

Newton, MA

Other Businesses

CES INSURANCE AGENCY, LLC, SECRETARY AND INSURANCE AGENT, CONDUCTED AT BRANCH, INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-27
S63	Uniform Securities Agent State Law Examination	1987-01-26

S65 Uniform Investment Adviser Law Examination

1999-12-27
S63 Uniform Securities Agent State Law Examination

1987-01-26

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews