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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-05-01
TX RA APPROVED 2023-04-26
  • GA RA
    APPROVED
    Since 2023-05-01
  • TX RA
    APPROVED
    Since 2023-04-26

Branch Locations

Atlanta, GA • United States

Atlanta, GA • United States

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Atlanta GA 11/2008 04/2023
Bank Of America, Na Atlanta GA 12/2009 04/2023
J.P. Morgan Securities Llc Atlanta GA 04/2023 Present
Jpmorgan Chase Bank, N.A. Atlanta GA 04/2023 Present
Cornerstone Jazz Collective Llc Decatur GA 12/2024 Present
  • 11/2008 → 04/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Atlanta, GA
  • 12/2009 → 04/2023
    Bank Of America, Na
    Atlanta, GA
  • 04/2023 → Present
    Atlanta, GA
  • 04/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 12/2024 → Present
    Cornerstone Jazz Collective Llc
    Decatur, GA
Previous Registrations
Other Businesses

Entity Name: cornerstone jazz collective llc Investment related: Yes Address: 141 e.trinity place, decatur Ga 30030 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/04/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: retail space, passive investor. no relationship to JPMC Effective 4/26/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-17
S63 Uniform Securities Agent State Law Examination 1986-12-24
  • S65 Uniform Investment Adviser Law Examination
    1997-01-17
  • S63 Uniform Securities Agent State Law Examination
    1986-12-24
Other Names
  • Mike Varzi
  • Michael Varzi
  • Nehrdad Varzi

View on SEC IAPD

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