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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 1991-11-20
TX RA APPROVED_RES 1991-04-03
  • OK RA
    APPROVED
    Since 1991-11-20
  • TX RA
    APPROVED_RES
    Since 1991-04-03

Branch Locations

6100 S Yale Ave, Tulsa, OK 74136 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 08/1990 Present
Bank Of America, Na Tulsa OK 04/2010 Present
Other Businesses

I*889279For profit or not for profit: Entity For Profit Name of outside business organization: Canyon Creek Energy Arkoma, LLC Investment related: N0 Address of business: Tulsa, Oklahoma, 74120Nature of business: Limited Liability Company Position, title, association: Other Start date of relationship: 6/17/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0Duties: revenue interest owner in mineral rights, From inheritance I am a revenue interest owner in mineral rights I*1809324, Entity Type:, Name of OBA: Citation Oil & Gas Corp, Address: Houston, TX, 77069, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 04/26/2024, No Hours: 0, No Hours during trading: 0, Duties: none, just oil & gas royalties. I*1809326, Entity Type, Name of OBA: CVR Supply & Trading, LLC, Address: Houston, TX, 77479, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 04/26/2024, No Hours: 0, No Hours during trading: 0, Duties: oil & gas royalties. I*3073265 Entity Type: For Profit Name of OBA: Merit Energy Company Address: Dallas, Texas, 75240 Investment Related: No Position, Title, Association: Royalty Owner Employee Start Date: 10/24/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Responsible for the disbursement of royalty revenues from wells I own an interest in none

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-09-11
S63 Uniform Securities Agent State Law Examination 1990-10-25
  • S65 Uniform Investment Adviser Law Examination
    1991-09-11
  • S63 Uniform Securities Agent State Law Examination
    1990-10-25
Other Names
  • Terry Collier

View on SEC IAPD

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