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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 1991-11-20 |
| TX | RA | APPROVED_RES | 1991-04-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tulsa | OK | 08/1990 | Present |
| Bank Of America, Na | Tulsa | OK | 04/2010 | Present |
I*889279For profit or not for profit: Entity For Profit Name of outside business organization: Canyon Creek Energy Arkoma, LLC Investment related: N0 Address of business: Tulsa, Oklahoma, 74120Nature of business: Limited Liability Company Position, title, association: Other Start date of relationship: 6/17/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0Duties: revenue interest owner in mineral rights, From inheritance I am a revenue interest owner in mineral rights I*1809324, Entity Type:, Name of OBA: Citation Oil & Gas Corp, Address: Houston, TX, 77069, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 04/26/2024, No Hours: 0, No Hours during trading: 0, Duties: none, just oil & gas royalties. I*1809326, Entity Type, Name of OBA: CVR Supply & Trading, LLC, Address: Houston, TX, 77479, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 04/26/2024, No Hours: 0, No Hours during trading: 0, Duties: oil & gas royalties. I*3073265 Entity Type: For Profit Name of OBA: Merit Energy Company Address: Dallas, Texas, 75240 Investment Related: No Position, Title, Association: Royalty Owner Employee Start Date: 10/24/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Responsible for the disbursement of royalty revenues from wells I own an interest in none
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-25 |
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