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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-02
TX RA APPROVED_RES 2018-05-04
MA RA APPROVED 2016-11-17
  • FL RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED_RES
    Since 2018-05-04
  • MA RA
    APPROVED
    Since 2016-11-17

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

600 West Hillsboro Blvd Suite 603, Deerfield Beach, FL 33441 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Waltham MA 09/2016 Present
Integrated Wealth Concepts Llc Waltham MA 09/2016 Present
Previous Registrations
  • 2003-12-19 → 2016-09-21
    Osaic Fa, Inc.
    Glastonbury, CT
    Glastonbury, CT
    Waltham, MA
    Laconia, NH
    Waltham, MA
    Poughkeepsie, NY
    Waltham, MA
  • 1996-11-14 → 2003-12-12
    Veravest Investment Advisors, Inc.
    Waltham, MA
Other Businesses

1.9/14/16: Non-Variable Insurance-- INV REL--At Reported Business Location(s)-- Start 8/10/16--6Hrs/Month;0HrsDuringTrading 2.9/14/16:One Resource Group-- INV REL --At Reported Business Location(s)--Non-Variable Insurance Trails Only--Start 8/10/16--6HrS/MonthDuringTrading 3.9/14/16:Integrated Financial Partners- INV REL --At Reported Business Location(s)--DBA for LPL Business (entity for LPL business)--Start 8/10/16--160Hrs/Month;40HrsDuringTrading 4.9/14/16:InTouch Innovations—Not INV REL --At Reported Business Location(s)--Financial Marketing Company--Start 8/10/16--6Hrs/Month;0HrsDuringTrading 5.10/06/2016:Integrated Wealth Concepts LLC-- INV REL --At Reported Business Location(s)--Registered Investment Advisor Hybrid--Start 8/10/16--160HrS/MonthDuringTrading--I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in September 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV… 6.12/2/16: Integrated Financial Partners-- INV REL --At Reported Business Location(s)--Registered Investment Advisor DBA--Start 8/10/16--160Hrs/Month;40HrsDuringTrading 7.5/9/19: Integrated Partners-- INV REL--At Reported Business Location(s)--Registered Investment Advisor DBA--Start 4/29/19--40Hrs/MonthDuringTrading 8.6/12/20:Integrated-- INV REL--At Reported Business Location(s)--DBA for LPL Business (entity for LPL business)--Start 6/1/20--5Hrs/MonthDuringTrading 9.6/16/20: Integrated-- INV REL--At Reported Business Location(s)--Registered Investment Advisor DBA---Start 6/1/20--5Hrs/MonthDuringTrading 10.7/29/20: Integrated Alliance-- INV REL --At Reported Business Location(s)--Registered Investment Advisor DBA --Start 7/17/20--1Hr/MonthDuringTrading 11.8/5/20:Integrated Alliance-- INV REL --At Reported Business Location(s)--DBA for LPL Business (entity for LPL business)--Start 7/17/20--1Hr/MonthDuringTrading 12.9/2/20: Integrated CPA Alliance-- INV REL --At Reported Business Location(s)--Registered Investment Advisor DBA--Start 7/1/20--5Hrs/MonthDuringTrading 13.12/31/20: Integrated Retirement Plans-- INV REL --At Reported Business Location(s)--DBA for LPL Business (entity for LPL business)--Started 1/1/21--5Hrs/MonthDuringTrading 14.4/5/21: Other-Author --Not INV REL--Home Based-- --Start 3/1/21--5Hrs/MonthDuringTrading 15.5/10/21:Integrated Partners—INV REL--At Reported Business Location(s)--DBA for LPL Business (entity for LPL business)—Start 4/1/21--1Hr/MonthDuringTrading 16.6/9/26:Integrated Financial Insurance Solutions--Non-Variable Insurance--INV REL--At Reported Business Location(s)--Start 6/8/26--20 Hrs/MonthDuringTrading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-15
  • S63 Uniform Securities Agent State Law Examination
    1986-11-15
Designations

View on SEC IAPD

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