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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-30 |
Branch Locations
500 Ygnacio Valley Road, Suite 490, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Walnut Creek | CA | 06/2016 | Present |
1. RENTAL PROPERTY-LANDLORD 217 SUTTON CIRCLE DANVILLE CA; RENTAL PROPERTY; NOT INVESTMENT RELATED,LANDLORD; COLLECTS RENT AND MAINTAINS PROPERTY; OWNER; AFFILIAITON STARTED 01/01/1991; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-22 |
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